The three judges, Reagan-nominated Anthony Sirica, Bush
Sr.-nominated Robert Cowen, and Clinton-nominee Thomas Ambro, two years
ago agreed with a lower court judge, Federal District Judge William
Yohn, that the jury in Abu-Jamal’s 1982 trial had been provided with a
poorly-worded and confusing jury ballot form and flawed instructions
from the trial judge during the penalty phase.
The confusion, they
decided, could have misled jurors into thinking, incorrectly, that in
order to consider a mitigating factor against voting for the death
penalty, all 12 of the jurors would have had to agree to it. In fact,
under the law, any individual juror can decide that there is a
mitigating factor against a death sentence. Only aggravating factors
that would argue for a death sentence have to be found by all members of
the jury to be applicable.
The 2008 ruling was widely seen as a big victory for Abu-Jamal and
his attorney Robert R. Bryan, as it meant either that he would avoid
execution, instead serving a life sentence without possibility of
parole, or that the Philadelphia district attorney would have to request
a new penalty phase trial, with a new jury hearing arguments for and
against imposition of a new death sentence.
Last January, however, the US Supreme Court threw a wrench into the
case, ruling in an Ohio murder case involving Frank Spizak, a neo-Nazi
(he sported a Hitler mustache at his trial) once sentenced to death for
random killings of Jews and blacks, that a lower court order vacating
his death sentence had been in error. That case had also focussed on the
confusing language of a jury ballot form, and of the judge’s
instructions to the jury.
The high court, which also had pending before it at the time an
appeal by the Philadelphia DA of the Third Circuit decision in
Abu-Jamal’s case, sent that case back down to the Third Circuit, asking
Judges Sirica, Cowen and Ambro to review their decision in light of its
decision in the Spizak case.
At Tuesday’s hour-long hearing, Assistant DA Huge Burns tried to
make the case that the issues in the Abu-Jamal jury instructions and
ballot form were “almost identical” to those in the Spizak case.
Abu-Jamal’s attorney, Widener University law professor Judith Ritter,
who had argued the same issue of a confusing jury instruction and ballot
form successfully before the same judges as an assistant counsel in the
2007 hearing, made the counter-argument that the problems with the
judge’s instructions and the jury form in the Abu-Jamal case were
“fundamentally different” from those in the Spizak case.
The three judges seemed, in their initial remarks and in their questions, to be leaning towards the defense view.
As Judge Cowen asked, following DA Burns’ argument, “Doesn’t the
jury form in Spizak significantly differ from our form? I found six
differences.” At another point in the hearing, he said, “Aren’t the
cases different in more than degree, but in kind?”
Judge Ambro noted that in the Abu-Jamal case, Judge Albert Sabo had
told the jurors, “Remember again, your verdict must be unanimous.”
Ambro observed, “That’s sort of a general over-arching instruction.” He
and Cowen both noted that the Spizak jury had never been told their
decision had to be unanimous, while the word “unanimous” was used
repeatedly in the Abu-Jamal case, both in the judge’s verbal
instructions and on the jury form.
Burns tried to counter that while “unanimous” may not have been used
in the Spizak case, the jury was addressed as a single entity, at least
implying unanimity might be required for the finding of a mitigating
factor.
Attorney Ritter homed in on the differences between the Spizak and
Abu-Jamal cases, saying, “In Spizak, you had an absence of instructions
regarding mitigation that could have confused the jury. Here (in the
Abu-Jamal case), it’s not silent. Look at number 2 (in the jury ballot
form). It starts, 'We the jury have found unanimously...'”
Ritter argued for Abu-Jamal alone at this hearing following the
surprise departure of Abu-Jamal’s lead attorney Robert R. Bryan only
days before the hearing. Abu-Jamal reportedly asked Bryan last week to
simply attend the hearing, but to not address the court, leaving that
job to Ritter. Bryan says Abu-Jamal apparently felt that since Ritter
had won the argument in 2008, she was a better choice than Bryan
himself, who many Abu-Jamal supporters felt was somewhat disorganized
and less than incisive at the 2008 hearing. Bryan says his proposal that
he make introductory remarks and respond to any questions from the
judges at the conclusion of the hearing was rejected by Ritter and
Abu-Jamal, so he submitted a brief to the court asking to be removed
from the case. The judges agreed to his request last Friday. It is the
second time Abu-Jamal has dumped his lead attorney on the eve of a
critical hearing. In 2001, just as Judge Yohn was discussing dates for a
hearing on his habeas appeal, Abu-Jamal fired lead attorney Leonard
Weinglass and assisting attorney Dan Williams, angry over a book on the
case that Williams had just published. He replaced them with two
attorneys, Eliot Grossman and Marlene Kamish, who had little or no death
penalty law experience, dropping them later in favor of Bryan.
In the end, while Presiding Judge Sirica was harder to read, Judges
Cowen and Ambro, at least, didn’t seem to have been convinced by Burns.
“You haven’t met Miss Ritter’s argument,” Cowen said. “She pointed out
some differences between the (Spizak and Abu-Jamal) forms that are
significant.”
After which Judge Ambro said, “For example, the word ‘unanimous’ was not used in Spizak.”
Judge Cowen added, “In our case, ‘unanimity’ was used time
and time again, and in quite close proximity to where you find things
about mitigating circumstances.”
Of course, even if the three-judge panel decides to reaffirm its
2008 decision, the DA’s office will almost certainly appeal again to the
Supreme Court, where the same five judges who ruled against Spizak and
referred the Abu-Jamal case back to the Third Circuit panel could vote
to reverse the Third Circuit. In that event Abu-Jamal would have his
death penalty reinstated.
If the high court agreed with the Third Circuit, or if it chose not
to take the case and let the ruling stand, then the DA would have to
decide whether to leave Abu-Jamal with a life sentence, or to ask for a
new penalty phase trial, which would take place back in state court.
The defense is hoping for a retrial of the penalty, since that would
at least offer Abu-Jamal the chance to introduce new evidence regarding
the shooting of Police Officer Daniel Faulkner. For example, the
prosecution made a big point of highlighting the testimony of two
witnesses, prostitute Cynthia White and taxi driver Robert Chobert, who
both described the shooting of Faulkner by Abu-Jamal as an “execution,”
with Abu-Jamal standing astride the fallen cop and firing repeatedly at
him at nearly point-blank range. The problem with that story is that
only one bullet--the one that struck Faulkner in the middle of his
forehead--hit the officer, yet no bullet impacts can be seen in crime
scene photos of the area on the sidewalk where Faulkner lay, and police
investigators reported finding no such marks either.
A test of a gun similar to Abu-Jamal’s,
firing similar metal-clad, high-velocity Plus-P ammunition at a section
of old sidewalk concrete, proves that such impact marks should have
been clearly visible. While a rehearing of the penalty phase of the
trial would not be able to directly raise the issue of guilt, in a
penalty phase re-hearing, the defense could be expected to present
evidence that the “execution” scenario presented to the jury by the
prosecution simply couldn’t have happened, and witnesses would likely be
called to challenge the story. That in turn would raise the risk, for
the prosecution, that evidence -- or a witness recantation -- could open
the door to a new challenge to Abu-Jamal’s conviction.
Even if the Third Circuit or the US Supreme Court rules against
Abu-Jamal, and his original death sentence is reinstated, it is not the
end of the road in this long-running case, however.
Back on December 18, 2001, when Federal District Judge Yohn tossed
out Abu-Jamal’s death penalty, he noted in his ruling that he had
“mooted” four other defense claims of unconstitutional flaws in his
death penalty hearing, on the grounds that there was no need to examine
these, since he had already decided to vacate the penalty. As Abu-Jamal
defense team attorney Christina Swarns notes, “We have an absolute
right to have those claims considered.”
In other words, if the death penalty is reaffirmed, Abu-Jamal will
be back before Judge Yohn again, where other powerful and compelling
objections to the way his initial trial was conducted will have to be
reviewed. Among the complaints:
* Prosecutor Joseph McGill’s use of a statement made by Abu-Jamal
when he was only 15, quoting Chinese Communist Party Chairman Mao
Tse-tung that “Power flows from the barrel of a gun,” in an effort to
sway jurors towards imposing a death penalty.
* The rushing of the case and the inadequacy of Abu-Jamal’s legal
counsel, attorney Anthony Jackson, with Judge Sabo ordering the penalty
phase hearing to begin the day following the jury’s guilty verdict, and
Jackson not requesting a delay to allow him to prepare. As a result,
Jackson called not one character witness to allow Abu-Jamal to develop a
case for mitigating factors.
* Prosecutor McGill improperly advised jurors, with the approval of
the judge, that they were “not asked to kill anybody,” because there
would be “appeal after appeal after appeal.” The Supreme Court and the
Third Circuit, as well as the Pennsylvania Supreme Court, have all
repeatedly overturned death sentences because of prosecutors making
similar statements to juries, on the grounds that it tends to remove
from jurors any sense of the moral consequences of their profound
decision. (McGill himself had a death penalty he had won overturned for
this exact reason.)
* Finally the defense made the claim that the prosecution withheld
form the defense information it had that local police and the FBI had
called off years of surveillance of Abu-Jamal after concluding that, as
the FBI put it in a note calling off monitoring of Abu-Jamal, “”In March
1973, per bureau instructions, captioned subject (Abu-Jamal) was
deleted from ADEX and no additional investigation conducted concerning
his activities. Sources, however, have continued to report periodically
on COOK (Abu-Jamal’s family name) and, although he has not displayed a
propensity for violence, he has continued to associate himself with
individuals and organizations engaged in Extremist activities.”
As Asst. DA Burns has said, “This case will go on for years.”